Management Team

The Core management team of SPA consists of persons having a rich experience in Corporate Finance and Advisory, Investment Banking, Risk Management, Securities Banking and Wealth Management.

Mr. Sanjay Joon, President
MBA, having more than 24 years of experience in marketing of financial products and has a vast experience in information technology and administration. His forte lies in his abilities of accurately assessing his customers’ need, meeting them and leading an ever enthusiastic team. He heads Mutual Fund Division of the Group since its inception.

Mr. Sanjay Gupta, Associate Director (Investment Banking)
B.Com (H), Chartered Accountant, Fellow Member of The Institute of Chartered Accountants of India Has close to 20 years of work experience in the field of investment and merchant banking, Fixed Income Securities, Project Financing, Structured & Corporate Finance

Mr. V K Khattar, Principal Officer
He has to his credit 42 years of rich experience of working with Oriental Insurance Company Limited and retired as the Regional Manager. He is associated with our Group as the Principal Officer of the Insurance arm.

Mr. Vivek Gautam, Associate Director
He is having 30 years of experience in the field of Banking & Merchant Banking including 16 years of exclusive experience in Investment Banking. He has worked for 14 years in PNB till mid 1991 in Managerial positions. Thereafter he was deputed to PNB Capital Services Limited as Senior Vice President and worked as Head Merchant Banking during 1991 - 1996 and was associated in lead managing more than 60 public and rights issues for well known Corporates and Financial Institutions. He was also Head Investment Department dealing in securities for one year. Thereafter he worked as Director - Bajaj Capital Limited and President Merchant Banking for 7 years and also as Head Merchant Banking and Executive Director with Allianz Securities Limited for 1 year. He has wide experience in issue management, private placement of equity and debt, corporate advisory & finance, mergers & takeovers & distribution of financial products. He is with SPA Group since October 2006 and looking after Merchant Banking.


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Stock Exchange Membership & SEBI Registration Details
SPA Securities Limited: SEBI Reg. Nos.: NSE Cash - INB231178238, NSE Future & Option - INF231173238, NSE Currency Derivatives - INE231178238,
BSE Cash - INB011178234, BSE Currency Derivatives - INE011178234, MCX-SX Cash – INB261178231, MCX-SX Future & Option – INF261178231,
MCX-SX Currency Derivatives - INE261178238,
CDSL DP: IN-DP-CDSL-485-2008, NSDL DP: IN-DP-NSDL-316-2009, Mutual Fund: ARN 77388
Research Analyst Reg .No.: INH100002615
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